Jay Sawyer III, CFP®
EVP and Chief Compliance Officer - Flagship Harbor Advisors
I met Jay when I was a Franchise Owner at American Express Financial Advisors. He served as one of my Compliance Officers.
Now as an officer at Flasghip Harbor Advisors, Jay makes my life easier by making sure I am up to date on all things compliance related. He helps to ensure business at Concierge Wealth Management runs smoothly.
Jay serves as the EVP & Chief Compliance Officer of Flagship Harbor Advisors, a Registered Investment Advisor and separate entity from LPL Financial.
Jay also focuses a significant amount of his time on firm management and development and fulfills the role of Chief Compliance Officer which includes providing leadership and coaching to the firm’s strong network of independent advisors alongside CEO and Founder David Kaufman.
Jay plays an integral role in overseeing day-to-day firm operations, compliance and strategic direction. He holds his General Securities Representative (Series 7), General Securities Sales Supervisor (Series 9 and Series 10), General Securities Principal (Series 24), Municipal Fund Securities Principal (Series 51), and Uniform Securities Agent State Law Examination (Series 63) registrations with LPL Financial. He also holds his Life, Accident and Health Insurance license.
Jay graduated from Trinity College in Hartford, CT with a BA in Economics. He earned his Certificate in Financial Planning from Merrimack College in North Andover, MA.
Jay resides in Canton, MA with his wife Sharyn and their two sons, Jameson and Liam. He spends much of his free time in the Canton community coaching football and basketball (occasionally baseball and soccer). He is an avid Celtics and Patriots fan, enjoys all types of music, and has a passion for learning all he can understand about planet Earth and the cosmos by reading non-fiction and watching shows on the Science and History channels.